MAD Security Blog | Cybersecurity For Defense Contractors

Assessment Objectives Are Often Overlooked in CMMC Compliance

Written by MAD Security | Oct 1, 2024 2:00:00 PM

Understanding the Importance of Assessment Objectives in CMMC  

CMMC (Cybersecurity Maturity Model Certification) compliance is a critical requirement for Department of Defense (DoD) contractors. This framework ensures that contractors meet strict cybersecurity standards to protect Controlled Unclassified Information (CUI). Achieving compliance is essential for maintaining contracts and safeguarding sensitive data. However, many contractors make a common mistake: focusing heavily on fulfilling practice statements while neglecting the equally important assessment objectives. 

Assessment objectives are the specific rules auditors use to check if a contractor's cybersecurity practices meet the necessary standards. Not focusing on these objectives will lead to failing compliance and higher security risks.  

In this article, we explain why assessment objectives are so important for CMMC compliance and what risks contractors face when they ignore them. Understanding and meeting these objectives is key to successfully getting CMMC certified. 

Breaking Down CMMC – Practices vs. Assessment Objectives 

Understanding the distinction between practices and assessment objectives is essential for successful compliance in CMMC. CMMC Level 2 includes 110 practices, which are broad guidelines meant to enhance a contractor's cybersecurity posture. However, these practices alone are not enough to ensure compliance; they must be assessed through the lens of 320 assessment objectives, which serve as detailed, actionable criteria. 

Practices represent high-level goals, such as implementing access control or incident response mechanisms. They are the foundational cybersecurity measures that all contractors must adopt. However, simply implementing these practices doesn’t guarantee that the intended security outcomes are achieved. This is where assessment objectives come in. 

Assessment objectives break down each practice into specific tasks or requirements that auditors use to evaluate if a contractor is truly meeting the security standards. For instance, while a practice might require controlling access to sensitive information, the corresponding assessment objectives would detail the exact steps needed to meet this requirement, such as verifying user identity, logging access attempts, and ensuring proper encryption. 

An important aspect of CMMC compliance is that a practice is only considered fulfilled if all associated assessment objectives are fully metFor example, a practice around data protection might seem straightforward, but unless all relevant assessment objectives — like encryption, regular monitoring, and incident logging — are satisfied, the practice will not be fully compliant. This underscores the critical nature of understanding and addressing both practices and assessment objectives for successful CMMC certification. 

By focusing on the practices and meeting all the assessment objectives, DoD contractors can take stronger steps to protect their data from cyberattacks. This helps lower the risk of security breaches that could lead to lost information or damage to their reputation. By staying on top of these goals, contractors also improve their chances of staying compliant with government requirements, which can help them avoid penalties and keep important defense contracts. Overall, focusing on these practices and meeting the assessment objectives not only strengthens security but also builds trust with clients and partners, showing that the organization is serious about protecting sensitive information.

The Consequences of Overlooking Assessment Objectives 

Many DoD contractors fall into the trap of assuming that meeting CMMC practice statements is enough to achieve compliance. This misconception can lead to a false sense of security. While practices provide general cybersecurity guidelines, they are only part of the equation. The real test of compliance lies in fulfilling the associated assessment objectives. Overlooking these critical objectives can result in non-compliance, even if all practice statements appear to be implemented. 

When contractors focus solely on practices, they must include the finer details required by assessment objectives. These objectives outline the specific steps and actions necessary to ensure that the broader practice is not just implemented but effectively functional. For example, a contractor might believe they are compliant by restricting access to sensitive information, but without verifying proper access logs or encryption (key assessment objectives), they are likely to fall short during an audit. 

The consequences of neglecting assessment objectives are significant. Failed audits are a common outcome for contractors who have not fully addressed these requirements. Even a minor oversight can lead to a non-compliance finding, jeopardizing not only the current contract but future business opportunities as well. In the highly competitive defense sector, losing a contract due to failed CMMC compliance can have devastating financial and reputational impacts. 

A real-world scenario illustrates this point:  

A contractor believed they had implemented all necessary practices and thought they were fully compliant. However, during the audit, several assessment objectives related to mobile devices were found to be incomplete. Control AC.L2-3.1.18 requires the contractor to control the connection of mobile devices. In an effort to comply with this control, the contractor configured its wireless access to require mobile devices to pass a health check before being allowed to connect to the network. However, this is not the correct full implementation of this control based on the three objectives. As a result, the contractor failed the CMMC audit, losing their eligibility to bid on future contracts and putting their existing partnerships at risk. 

In short, overlooking assessment objectives can turn a contractor’s perceived compliance into a compliance failure, leading to financial penalties, reputational damage, and the potential loss of critical DoD contracts. To avoid these risks, contractors must ensure they are not only addressing CMMC practices but also thoroughly meeting all related assessment objectives. 

Why Understanding Objectives Is Crucial for Full CMMC Implementation 

In the journey toward full CMMC compliance, understanding and addressing assessment objectives is where the "rubber meets the road." While CMMC practices outline the broad cybersecurity controls contractors must implement, it is the assessment objectives that provide the measurable criteria needed to prove compliance. These objectives are the key to demonstrating that each practice is not just present but functioning effectively, meeting the rigorous standards set by the DoD. 

Assessment objectives break down each practice into specific, actionable requirements that auditors use to verify implementation. For example, a practice might require contractors to manage access to systems, but the related assessment objectives will detail steps like verifying user identities, monitoring access attempts, and ensuring that only authorized personnel can access sensitive data. This level of granularity allows auditors to measure compliance objectively, ensuring that nothing is overlooked. 

Beyond passing audits, focusing on assessment objectives contributes to building a robust cybersecurity posture. By meeting the specific requirements of each objective, contractors ensure that their security measures are comprehensive and resilient. This approach reduces vulnerabilities, improves incident response, and ensures that sensitive data is well-protected. 

Assessment objectives are essential for showing compliance and improving cybersecurity. By focusing on these goals, contractors can not only pass CMMC audits but also make their defenses stronger against cyber threats. This means regularly checking systems, making sure security measures are in place, and identifying any weak spots before they become bigger problems. Staying focused on these goals helps contractors protect sensitive information, reduce the risk of attacks, and build trust with the government and other clients. In the long run, it leads to better security and more success in the defense contracting world. 

Best Practices for Ensuring You Meet All Assessment Objectives 

Successfully meeting all CMMC assessment objectives is necessary for DoD contractors aiming for full compliance. To avoid the risks of non-compliance and failed audits, contractors must take a proactive approach, starting with comprehensive documentation, thorough gap assessments, and expert guidance. Here are some best practices that can help ensure you meet all assessment objectives: 

  1. Comprehensive Documentation: Proper documentation is key to proving that each CMMC practice and its associated objectives have been met. Contractors should maintain detailed records of policies, procedures, and actions taken to meet each objective. This includes everything from access control logs to incident response plans, all of which should be readily available for auditors during a CMMC assessment. 

  2. Detailed Gap Assessments: Conducting a thorough gap assessment is critical in identifying any areas where your current cybersecurity practices fall short of CMMC requirements. A gap assessment evaluates your existing controls against the CMMC framework, highlighting missing or incomplete assessment objectives. Regular gap assessments allow you to address these shortcomings before an audit, ensuring you are fully compliant. 

  3. Engage with Experts: Partnering with Managed Security Service Providers (MSSPs), like MAD Security, can significantly streamline the process of meeting assessment objectives. MSSPs have the expertise and experience to guide contractors through the complexities of CMMC compliance. They offer specialized services like virtual compliance management and managed detection and response, ensuring that all security controls are not only implemented but properly assessed. 

  4. Leverage Tools and Resources: Utilizing tools like checklists, third-party assessments, and compliance management platforms can simplify the process of meeting CMMC objectives. Checklists provide a structured way to track progress on each objective, while third-party assessments offer an unbiased evaluation of your cybersecurity posture. Compliance management platforms can automate the tracking and reporting process, helping you stay organized and prepared for audits. 

By following these best practices and getting help from experts like MAD Security, DoD contractors can confidently meet all CMMC goals. This not only ensures that they stay compliant with government rules but also makes their cybersecurity stronger. A strong security system helps protect sensitive information, reduces the risk of cyberattacks, and keeps the organization safe from potential threats. By doing this, contractors are more likely to win and keep important defense contracts, which can lead to long-term success in the industry. Plus, having a solid cybersecurity plan builds trust with clients and partners, showing that the organization takes security seriously. 

How MAD Security Can Help Simplify CMMC Compliance  

MAD Security is a trusted leader in DFARS, CMMC, and NIST compliance, specializing in guiding DoD contractors through the complex landscape of cybersecurity requirements. By integrating these frameworks into our security operations, we help clients not only achieve compliance but also build a stronger cybersecurity foundation. Our deep expertise ensures that all assessment objectives are thoroughly addressed, reducing the risk of non-compliance and failed audits. 

At the core of our approach is the Completely MAD Security Process—a comprehensive, step-by-step strategy designed to align our services with your organization’s unique business goals. From the initial deep-dive discovery to solution design and implementation, we work closely with you to ensure every security control and assessment objective is met. Our process ensures that your organization not only achieves CMMC and DFARS compliance but does so in a way that supports your broader business objectives. 

MAD Security offers a range of specialized services to help contractors navigate compliance. Our GRC Gap Assessments provide a detailed evaluation of your current cybersecurity posture, identifying areas where assessment objectives may be overlooked. Additionally, our Compliance Consulting services guide organizations through the complexities of meeting CMMC requirements, ensuring all practices and objectives are fully addressed. 

With MAD Security by your side, you can simplify the journey to CMMC compliance and ensure that your organization is fully prepared to meet all cybersecurity standards, keeping your business secure and compliant. 

Achieving True Compliance by Prioritizing Assessment Objectives 

Achieving full CMMC compliance requires more than just meeting practice statements; it demands a deep understanding and thorough implementation of assessment objectives. These objectives provide the measurable criteria needed to prove that each practice is functioning as intended, ensuring your organization’s cybersecurity posture is strong and resilient. 

For DoD contractors, overlooking assessment objectives can lead to failed audits, non-compliance, and potential loss of contracts. Now is the time to reevaluate your current cybersecurity practices and ensure that all CMMC requirements are being met. If you're unsure whether you're fully compliant, expert assistance is essential. 

Contact MAD Security today for a consultation to ensure you meet every assessment objective and avoid common CMMC compliance pitfalls. Let our team of experts guide you through the process, ensuring your business is secure and compliant with the latest cybersecurity standards. 

Top 5 Frequently Asked Questions About CMMC Assessment Objectives and Compliance